Regulators to the rescue : on-sale of securities and the obligation to disclose

Journal
Joseph, A.
Finance and Capital Markets (formerly Derivatives & Financial Instruments) 2005 (Volume 7), No. 1
PriceUSD 45

This article highlights instances where the corporate regulators in Australia, the Australian Securities and Investments Commission (ASIC), have been invested with nearly legislative powers to simplify the day-to-day operations in the area of issuer disclosure to investors.